Invest in Wives of Key Management Personnel : SEBI Barred DLF From Capital Market..!

In its 43 page-order  that barred DLF Ltd from accessing the capital market, Securities and Exchange Board of India (SEBI) had on recently observed that there were probable violations of the Companies Act by the company.

"For non-disclosures, mis-statements, untrue statements in the RHP (red-herring prospectus), the Companies Act also recognises civil and criminal liability of persons authorising the issuance. 

Thus... the legislative and regulatory scheme in this regard is clear and the consequences for wrong disclosures, or engaging in fraudulent activities in the IPO (initial public offering) processes, even if noticed or revealed after the issuance of RHP / prospectus, as provided in the SEBI Act and the Companies Act would follow," SEBI Whole-time Member Mr. Rajeev Agarwal said in the order.

Non-disclosure..!

DLF failed to make disclosure about 3 companies that SEBI findings indicate were the company’s subsidiaries

Violation:
Failure to make disclosures violates provisions of the Companies Act, 1956, and fair price valuation norms of the I -T Act



On recently, SEBI barred DLF Ltd, its promoters & other related entities, from accessing the capital market for three years for "active and deliberate suppression" of material information at the time of its Rs. 9,000-crore IPO in 2007.

SEBI's probe had revealed DLF Ltd used wives of key management personnel to buy shares of subsidiaries.

In a showcause notice to DLF Ltd, dated June 2013, SEBI had noted that three real estate firms, Sudipti Builders, Felicite and Shalika, were at the heart of the controversy. And even after divesting stake in these companies, DLF Ltd continued to retain control in those, one of which was accused of fraud.


http://www.sebi.gov.in/cms/sebi_data/attachdocs/1413191997529.pdf


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